The State Securities Commission has just issued a decision to administratively sanction Digi Invest Joint Stock Company with a total fine of VND 125 million for violations in the securities sector.
According to Decision No. 135/QD-XPHC dated June 19, 2025, Digi Invest Joint Stock Company (located on the 2nd floor of Golden West building, No. 2 Le Van Thiem Street, Nhan Chinh Ward, Thanh Xuan District, Hanoi) was fined VND 40 million under Point a, Clause 2, Article 29 of Decree 156/2020/ND-CP. The reason is that the enterprise has not provided timely information to investors when distributing fund certificates.
Digi Invest provides investors with a white certificate effective from April 19, 2024 of Bao Thinh VinaCapital Bond Investment Fund. However, this is not the latestment, as the update effective from October 1, 2024 was announced from September 16, 2024 by VinaCapital Fund Management Company.
This company was also fined an additional VND85 million for not complying with the 2024 report on online securities trading activities in accordance with regulations.
This behavior violates Clause 3, Article 43 of Decree 156/2020/ND-CP, amended at Point a, Clause 34, Article 1 of Decree 128/2021/ND-CP. According to regulations, enterprises must submit reports according to the form within 30 days from the end of the year, but Digi Invest did not comply on time.
In total, Digi Invest Joint Stock Company was administratively fined VND 125 million.
